Board logo

标题: 问一道题目~~~ [打印本页]

作者: youven    时间: 2007-11-1 20:58     标题: 问一道题目~~~

 

Question ID: 10479

Robe Advisory Services operates an office in San Francisco, where it manages portfolios for its clients based in the United States. The firm also maintains an office in Tokyo, where it employs Sam Lee, CFA, who researches Japanese stocks. Lee is required to maintain knowledge of and comply with all applicable laws, rules, and regulations in:

 

 

A.

both the U.S. and Japan, but not the AIMR Standards of Professional Conduct.

 

 

B.

both the U.S. and Japan and the AIMR Standards of Professional Conduct.

 

 

C.

Japan, but not the U.S., and the AIMR Standards of Professional Conduct.

 

 

D.

the U.S., but not Japan, and the AIMR Standards of Professional Conduct.






欢迎光临 FRM论坛 (http://frmspace.com/) Powered by Discuz! 7.2